1ST GLOBAL ADVISORS INC
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1ST GLOBAL ADVISORS INC
(CRD# 111133)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Dallas, TX.
The SEC approved the firm to operate as an RIA in
May 1992.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$10.0 Billion,
with discretion over
73%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
1%
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1ST GLOBAL ADVISORS INC
also reported in
Mar 2019
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1049
employees,
all of whom perform advisory functions.
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A total of 437 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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1ST GLOBAL ADVISORS INC has one or more disclosure events currently on file with the SEC.
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1ST GLOBAL ADVISORS INC has Notice Filings with the following State Securities Authorities: AK-May 1998, AL-Apr 1998, AR-Apr 1998, AZ-Aug 1994, CA-Jan 19
, CO-Jan 1999, CT-Nov 1997, DC-Apr 1998, DE-Apr 2003, FL-Jan 1
, GA-Mar 1998, HI-Apr 1998, IA-Jan 1999, ID-Apr 1998, IL-Jun 1
, IN-Jan 1998, KS-Jun 1994, KY-Nov 1994, LA-Sep 2001, MA-May 1
, MD-Feb 1993, ME-Mar 1997, MI-Jan 1998, MN-Sep 1994, MO-Mar 1
, MS-Apr 2001, MT-Mar 1997, NC-Apr 2001, ND-Nov 1999, NE-Sep 1
, NH-Apr 1998, NJ-Aug 1993, NM-May 1996, NV-Mar 1998, NY-Mar 1
, OH-Jan 2000, OK-Jan 1998, OR-May 1998, PA-Oct 1994, RI-Feb 1
, SC-Mar 1998, SD-Dec 1997, TN-Mar 1998, TX-Jun 1992, UT-Apr 1
, VA-Jun 1995, VI-Sep 2014, VT-May 1998, WA-May 1998, WI-Jun 1
, WV-May 1998, WY-Sep 2017
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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