FindingFraud.org


Blog
Contact

40/86 ADVISORS, INC.
40/86 ADVISORS, INC. (CRD# 107740) is an SEC-Registered Investment Advisor (RIA), headquartered in Carmel, IN. The SEC approved the firm to operate as an RIA in Oct 1982. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $23.6 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 7% of RAUM.   Non-US investors represent 7% .  
 
40/86 ADVISORS, INC. files an umbrella registration with the SEC. The firm also reported in Mar 2019
  • 72 employees, all of whom perform advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
40/86 ADVISORS, INC. has no disclosure events reported to the SEC at this time.
 

View 40/86 ADVISORS, INC.'s most recent Form ADV filing
 irban42



40/86 ADVISORS, INC. has Notice Filings with the following State Securities Authorities: IN-Mar 2019


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


irban43
g2red1
g2red2 g2red3
g2red4
g2red5 g2red6
g2red7
g2red8 g2red9

irban43


1 2
3
4
5 6
7
8
9 10
11
12