ABERDEEN CAPITAL MANAGEMENT, LLC
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ABERDEEN CAPITAL MANAGEMENT, LLC
(CRD# 139068)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Philadelphia, PA.
The SEC approved the firm to operate as an RIA in
Jan 2006.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$4.9 Billion,
with discretion over
96%
of those assets.
Pooled investment vehicles (Private Funds) account for
92%
of RAUM.
Non-US investors represent
8%
.
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ABERDEEN CAPITAL MANAGEMENT, LLC
also reported in
Mar 2019
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422
employees,
with
26
performing advisory functions.
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A total of 4 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ABERDEEN CAPITAL MANAGEMENT, LLC has one or more disclosure events currently on file with the SEC.
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ABERDEEN CAPITAL MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: <
AK-Jan 2019, AL-Jan 2019, AR-Jan 2019, AZ-Jan 2019, CA-Jul 2006
, CO-Jul 2006, CT-Jan 2006, DC-Jan 2019, DE-Jan 2019, FL-Jul 2006
, GA-Jan 2019, HI-Jul 2006, IA-Jan 2019, ID-Jan 2019, IL-Feb 2008
, IN-Jan 2019, KS-Jan 2019, KY-Jan 2019, LA-Jul 2006, MA-Jan 2006
, MD-Jan 2019, ME-Jan 2019, MI-Jan 2019, MN-Jan 2019, MO-Jan 2019
, MS-Jan 2019, MT-Jan 2019, NC-Jul 2006, ND-Jan 2019, NE-Jan 2019
, NH-Jul 2006, NJ-Aug 2006, NM-Jan 2019, NV-Jan 2019, NY-Jul 2006
, OH-Jan 2019, OK-Jan 2019, OR-Jan 2019, PA-Jul 2006, PR-Jan 2019
, RI-Jan 2019, SC-Jan 2019, SD-Jan 2019, TN-Jan 2019, TX-Jul 2006
, UT-Jan 2019, VA-Jan 2019, VT-Jan 2019, WA-Jul 2006, WI-Jan 2019
, WV-Jan 2019, WY-Jan 2019
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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