ADVANCED CAPITAL GROUP
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ADVANCED CAPITAL GROUP
(CRD# 109673)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Minneapolis, MN.
The SEC approved the firm to operate as an RIA in
Jan 2006.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$22.8 Billion,
with discretion over
1%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
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ADVANCED CAPITAL GROUP
also reported in
Mar 2019
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25
employees,
with
16
performing advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ADVANCED CAPITAL GROUP has no disclosure events reported to the SEC at this time.
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ADVANCED CAPITAL GROUP has Notice Filings with the following State Securities Authorities: CA-Jan 2018, FL-Jan 2018, IA-Jan 2018, IL-Feb 2009, KS-Jan 20
, KY-Jan 2018, MI-Jan 2018, MN-Jan 2018, MO-Jan 2018, MT-Jan 2
, ND-Jan 2018, NY-Jan 2018, TX-Jan 2018, WI-Jan 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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