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ADVISORY RESEARCH INC
ADVISORY RESEARCH INC (CRD# 108254) is an SEC-Registered Investment Advisor (RIA), headquartered in Chicago, IL. The SEC approved the firm to operate as an RIA in Nov 1978. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $6.1 Billion, with discretion over 95% of those assets.   Pooled investment vehicles (Private Funds) account for 8% of RAUM.   Non-US investors represent 1% .  
 
ADVISORY RESEARCH INC also reported in Mar 2019
  • 59 employees, with 31 performing advisory functions.
  • A total of 3 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ADVISORY RESEARCH INC has no disclosure events reported to the SEC at this time.
 

View ADVISORY RESEARCH INC's most recent Form ADV filing
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ADVISORY RESEARCH INC has Notice Filings with the following State Securities Authorities: AK-Apr 2007, AL-Mar 2007, AR-Apr 2007, AZ-Mar 2007, CA-Feb 20 , CO-Mar 2007, CT-Mar 2007, DC-Mar 2007, DE-Apr 2007, FL-Sep 2 , GA-Mar 2007, HI-Mar 2007, IA-Apr 2007, ID-Mar 2007, IL-Nov 1 , IN-Mar 2007, KS-Mar 2007, KY-Mar 2007, LA-Mar 2007, MA-Mar 2 , MD-Mar 2007, ME-Mar 2007, MI-Mar 2007, MN-Apr 2007, MO-Mar 2 , MS-Mar 2007, MT-Mar 2007, NC-Mar 2007, ND-Mar 2007, NE-Mar 2 , NH-Mar 2007, NJ-Apr 2007, NM-Mar 2007, NV-Mar 2007, NY-Mar 2 , OH-Mar 2007, OK-Mar 2007, OR-Mar 2007, PA-Mar 2007, PR-Mar 2 , RI-Mar 2007, SC-Mar 2007, SD-Apr 2007, TN-Apr 2007, TX-Mar 2 , UT-Mar 2007, VA-Mar 2007, VI-Mar 2015, VT-Mar 2007, WA-Mar 2 , WI-Mar 2007, WV-Mar 2007


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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