AE WEALTH MANAGEMENT, LLC
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AE WEALTH MANAGEMENT, LLC
(CRD# 282580)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Topeka, KS.
The SEC approved the firm to operate as an RIA in
Feb 2016.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.5 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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AE WEALTH MANAGEMENT, LLC
also reported in
Mar 2019
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373
employees,
with
318
performing advisory functions.
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A total of 216 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AE WEALTH MANAGEMENT, LLC has one or more disclosure events currently on file with the SEC.
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AE WEALTH MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities:
AK-May 2016, AL-Jul 2016, AR-Apr 2016, AZ-Apr 2016, CA-Mar 20
, CO-Apr 2016, CT-Mar 2017, DC-Mar 2017, DE-Jan 2018, FL-Apr 2
, GA-May 2016, HI-Nov 2017, IA-Aug 2016, ID-Apr 2016, IL-Apr 2
, IN-Apr 2016, KS-Feb 2016, KY-Aug 2016, LA-Mar 2016, MA-May 2
, MD-Jun 2016, ME-Dec 2016, MI-Apr 2016, MN-Jul 2016, MO-Apr 2
, MS-Jul 2016, MT-Mar 2017, NC-May 2016, ND-Mar 2018, NE-Mar 2
, NH-Nov 2017, NJ-May 2016, NM-Apr 2016, NV-Nov 2016, NY-Jul 2
, OH-Apr 2016, OK-Apr 2016, OR-Mar 2016, PA-Jul 2016, RI-Mar 2
, SC-May 2016, SD-May 2016, TN-Apr 2016, TX-Apr 2016, UT-Apr 2
, VA-Apr 2016, VT-Feb 2017, WA-Apr 2016, WI-May 2016, WV-Jul 2
, WY-Nov 2017
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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