AETOS ALTERNATIVES MANAGEMENT
|
|
AETOS ALTERNATIVES MANAGEMENT
(CRD# 116761)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Dec 2001.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$11.3 Billion,
with discretion over
30%
of those assets.
Pooled investment vehicles (Private Funds) account for
1%
of RAUM.
Non-US investors represent
6%
.
|
|
AETOS ALTERNATIVES MANAGEMENT
also reported in
Mar 2019
-
32
employees,
with
19
performing advisory functions.
-
A total of 2 office locations.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
AETOS ALTERNATIVES MANAGEMENT has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
AETOS ALTERNATIVES MANAGEMENT has Notice Filings with the following State Securities Authorities:
AZ-Mar 2017, CA-Mar 2017, CT-Aug 2014, MA-Aug 2014, NY-Aug 2014
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
