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AJO
AJO (CRD# 105545) is an SEC-Registered Investment Advisor (RIA), headquartered in Philadelphia, PA. The SEC approved the firm to operate as an RIA in Dec 1984. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $20.4 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 20% of RAUM.   Non-US investors represent 23% .  
 
AJO also reported in Mar 2019
  • 61 employees, with 36 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AJO has no disclosure events reported to the SEC at this time.
 

View AJO's most recent Form ADV filing
 irban42



AJO has Notice Filings with the following State Securities Authorities: FL-Mar 2015, MA-Aug 2012, PA-Feb 2005, TX-Jan 2003


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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