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ALCENTRA NY, LLC
ALCENTRA NY, LLC (CRD# 128557) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Oct 2003. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $16.1 Billion, with discretion over 99% of those assets.   Pooled investment vehicles (Private Funds) account for 84% of RAUM.   Non-US investors represent 88% .  
 
ALCENTRA NY, LLC also reported in Mar 2019
  • 113 employees, with 44 performing advisory functions.
  • A total of 4 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ALCENTRA NY, LLC has one or more disclosure events currently on file with the SEC.
 

View ALCENTRA NY, LLC's most recent Form ADV filing
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ALCENTRA NY, LLC has Notice Filings with the following State Securities Authorities: < CA-Mar 2018, DE-Mar 2009, MA-Mar 2013, NY-Mar 2009


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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