ALLEN INVESTMENT MANAGEMENT, LLC
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ALLEN INVESTMENT MANAGEMENT, LLC
(CRD# 124454)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Apr 2003.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.5 Billion,
with discretion over
76%
of those assets.
Pooled investment vehicles (Private Funds) account for
3%
of RAUM.
Non-US investors represent
10%
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ALLEN INVESTMENT MANAGEMENT, LLC
also reported in
Mar 2019
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25
employees,
with
10
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ALLEN INVESTMENT MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
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ALLEN INVESTMENT MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: <
CA-Mar 2015, MA-Mar 2015, NY-Apr 2003
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