ALLIANT RETIREMENT CONSULTING
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ALLIANT RETIREMENT CONSULTING
(CRD# 167970)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Houston, TX.
The SEC approved the firm to operate as an RIA in
Jul 2013.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$7.0 Billion,
with discretion over
0%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ALLIANT RETIREMENT CONSULTING
also reported in
Mar 2019
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15
employees,
with
8
performing advisory functions.
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A total of 5 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ALLIANT RETIREMENT CONSULTING has one or more disclosure events currently on file with the SEC.
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ALLIANT RETIREMENT CONSULTING has Notice Filings with the following State Securities Authorities:
AK-Apr 2015, AZ-Oct 2015, CA-Oct 2015, CO-Oct 2015, DC-Oct 2015
, FL-Oct 2015, GA-Dec 2013, ID-Apr 2015, IL-Jan 2018, KS-Mar 2016
, LA-Oct 2015, MD-Oct 2015, MN-Oct 2015, MT-Jan 2018, NC-Oct 2015
, NY-Oct 2015, OH-Oct 2015, OR-Mar 2016, PA-Oct 2015, SC-Feb 2018
, TN-Oct 2015, TX-Jul 2013, VA-Oct 2015, WA-Apr 2015, WY-Jan 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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