ALM FIRST FINANCIAL ADVISORS LLC
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ALM FIRST FINANCIAL ADVISORS LLC
(CRD# 108561)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Dallas, TX.
The SEC approved the firm to operate as an RIA in
Sep 2000.
In
Feb 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$18.8 Billion,
with discretion over
9%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
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ALM FIRST FINANCIAL ADVISORS LLC
also reported in
Feb 2019
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8
employees,
all of whom perform advisory functions.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ALM FIRST FINANCIAL ADVISORS LLC has no disclosure events reported to the SEC at this time.
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ALM FIRST FINANCIAL ADVISORS LLC has No Notice Filings with State Securities Authorities.
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