AMERICAN PORTFOLIOS ADVISORS, INC
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AMERICAN PORTFOLIOS ADVISORS, INC
(CRD# 112697)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Holbrook, NY.
The SEC approved the firm to operate as an RIA in
Apr 2002.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$6.5 Billion,
with discretion over
56%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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AMERICAN PORTFOLIOS ADVISORS, INC
also reported in
Mar 2019
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55
employees,
all of whom perform advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AMERICAN PORTFOLIOS ADVISORS, INC has one or more disclosure events currently on file with the SEC.
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AMERICAN PORTFOLIOS ADVISORS, INC has Notice Filings with the following State Securities Authorities:
AK-Sep 2010, AL-Oct 2003, AR-Oct 2006, AZ-Apr 2002, CA-Sep 2003
, CO-Jul 2002, CT-Apr 2002, DC-Dec 2003, DE-Dec 2004, FL-Apr 2002
, GA-Oct 2003, HI-Mar 2007, IA-Nov 2005, ID-Mar 2006, IL-Apr 2002
, IN-Oct 2003, KS-Jan 2006, KY-Jul 2003, LA-Feb 2006, MA-Jul 2002
, MD-Aug 2002, ME-Aug 2002, MI-Aug 2003, MN-Mar 2007, MO-Jan 2006
, MS-Jul 2006, MT-Dec 2003, NC-Nov 2003, ND-Nov 2009, NE-Sep 2009
, NH-Mar 2003, NJ-Sep 2001, NM-Nov 2009, NV-Oct 2005, NY-Apr 2002
, OH-Sep 2003, OK-Apr 2011, OR-Sep 2003, PA-Jul 2002, PR-Jul 2014
, RI-Nov 2009, SC-Jul 2006, SD-Nov 2010, TN-Oct 2003, TX-Feb 2002
, UT-Sep 2010, VA-Jul 2003, VT-Aug 2003, WA-Dec 2003, WI-Mar 2005
, WV-Apr 2002, WY-Aug 2017
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
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