ANCORA ADVISORS LLC
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ANCORA ADVISORS LLC
(CRD# 124674)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Mayfield Heights, OH.
The SEC approved the firm to operate as an RIA in
Jan 2003.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$4.6 Billion,
with discretion over
60%
of those assets.
Pooled investment vehicles (Private Funds) account for
11%
of RAUM.
Non-US investors represent
0%
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ANCORA ADVISORS LLC
also reported in
Mar 2019
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50
employees,
with
33
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ANCORA ADVISORS LLC has one or more disclosure events currently on file with the SEC.
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ANCORA ADVISORS LLC has Notice Filings with the following State Securities Authorities:
CA-Mar 2013, CO-Mar 2017, CT-Mar 2013, DE-Mar 2019, FL-Jan 20
, GA-Mar 2017, IL-Mar 2013, IN-Mar 2017, KS-Mar 2017, MA-Mar 2
, ME-Mar 2017, MI-Mar 2013, MO-Mar 2017, NE-Mar 2017, NJ-Apr 2
, NY-Mar 2014, OH-Jan 2003, PA-Mar 2013, TN-Mar 2017, TX-Mar 2
, UT-Mar 2017, VA-Mar 2017, WA-Mar 2017
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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