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ANCORA ADVISORS LLC
ANCORA ADVISORS LLC (CRD# 124674) is an SEC-Registered Investment Advisor (RIA), headquartered in Mayfield Heights, OH. The SEC approved the firm to operate as an RIA in Jan 2003. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $4.6 Billion, with discretion over 60% of those assets.   Pooled investment vehicles (Private Funds) account for 11% of RAUM.   Non-US investors represent 0% .  
 
ANCORA ADVISORS LLC also reported in Mar 2019
  • 50 employees, with 33 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ANCORA ADVISORS LLC has one or more disclosure events currently on file with the SEC.
 

View ANCORA ADVISORS LLC's most recent Form ADV filing
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ANCORA ADVISORS LLC has Notice Filings with the following State Securities Authorities: CA-Mar 2013, CO-Mar 2017, CT-Mar 2013, DE-Mar 2019, FL-Jan 20 , GA-Mar 2017, IL-Mar 2013, IN-Mar 2017, KS-Mar 2017, MA-Mar 2 , ME-Mar 2017, MI-Mar 2013, MO-Mar 2017, NE-Mar 2017, NJ-Apr 2 , NY-Mar 2014, OH-Jan 2003, PA-Mar 2013, TN-Mar 2017, TX-Mar 2 , UT-Mar 2017, VA-Mar 2017, WA-Mar 2017


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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