APERIO GROUP, LLC
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APERIO GROUP, LLC
(CRD# 111616)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Sausalito, CA.
The SEC approved the firm to operate as an RIA in
Jan 2000.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$24.7 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
6%
of RAUM.
Non-US investors represent
0%
.
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APERIO GROUP, LLC
also reported in
Mar 2019
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89
employees,
with
24
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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APERIO GROUP, LLC has no disclosure events reported to the SEC at this time.
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APERIO GROUP, LLC has Notice Filings with the following State Securities Authorities:
AK-Mar 2017, AL-Mar 2017, AR-Mar 2017, AZ-Apr 2013, CA- CO-Mar 2009, CT-Apr 2013, DC-Feb 2016, DE-Apr 2013, FL-<
, GA-Feb 2007, HI-Mar 2017, IA-Mar 2017, ID-Mar 2017, IL-<
, IN-Feb 2016, KS-Mar 2017, KY-Mar 2015, LA-Feb 2016, MA-<
, MD-Mar 2011, ME-Mar 2017, MI-Mar 2017, MN-Mar 2014, MO-<
, MS-Mar 2017, MT-Mar 2017, NC-Feb 2016, ND-Mar 2017, NE-<
, NH-Mar 2014, NJ-Dec 2007, NM-Mar 2017, NV-Mar 2011, NY-<
, OH-Mar 2014, OK-Mar 2017, OR-Apr 2013, PA-Jan 2010, RI-<
, SC-Feb 2016, SD-Mar 2015, TN-Feb 2016, TX-Mar 2008, UT-<
, VA-Feb 2016, VI-Mar 2017, VT-Mar 2008, WA-Jan 2010, WI-<
, WV-Mar 2017, WY-Mar 2018
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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