APPLETON PARTNERS,INC.
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APPLETON PARTNERS,INC.
(CRD# 110049)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Boston, MA.
The SEC approved the firm to operate as an RIA in
Feb 1987.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$9.7 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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APPLETON PARTNERS,INC.
also reported in
Mar 2019
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49
employees,
with
22
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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APPLETON PARTNERS,INC. has no disclosure events reported to the SEC at this time.
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APPLETON PARTNERS,INC. has Notice Filings with the following State Securities Authorities: AK-Jan 2018, AL-Jan 2018, AR-Jan 2018, AZ-Mar 2018, CA-Jan 20
, CO-Mar 2011, CT-Jan 2018, DC-Jan 2018, DE-Jan 2018, FL-Jan 2
, GA-Jan 2018, HI-Jan 2018, IA-Jan 2018, ID-Jan 2018, IL-Apr 2
, IN-Jan 2018, KS-Jan 2018, KY-Jan 2018, LA-Jan 2018, MA-Jan 2
, MD-Jan 2018, ME-Jan 2018, MI-Jan 2018, MN-Jan 2018, MO-Jan 2
, MS-Jan 2018, MT-Jan 2018, NC-Jan 2018, ND-Jan 2018, NE-Jan 2
, NH-Jan 2005, NJ-Jan 2018, NM-Jan 2018, NV-Jan 2018, NY-Jan 2
, OH-Jan 2018, OK-Jan 2018, OR-Jan 2018, PA-Jan 2018, PR-Jan 2
, RI-Jan 2018, SC-Jan 2018, SD-Jan 2018, TN-Jan 2018, TX-Jan 2
, UT-Jan 2018, VA-Jan 2018, VI-Jan 2018, VT-Jan 2018, WA-Jan 2
, WI-Jan 2018, WV-Jan 2018, WY-Jan 2018
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The information presented above was gleaned
from the SEC website and is believed to be
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presenting this data for informational
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for errors or omissions. Please note
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