ARISTEIA CAPITAL, LLC
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ARISTEIA CAPITAL, LLC
(CRD# 135986)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Greenwich, CT.
The SEC approved the firm to operate as an RIA in
Jul 2005.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.2 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
100%
of RAUM.
Non-US investors represent
99%
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ARISTEIA CAPITAL, LLC
also reported in
Mar 2019
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48
employees,
with
16
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ARISTEIA CAPITAL, LLC has one or more disclosure events currently on file with the SEC.
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ARISTEIA CAPITAL, LLC has Notice Filings with the following State Securities Authorities:
CT-Apr 2010, NY-Jun 2015
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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