ARISTOTLE CAPITAL MANAGEMENT, LLC
|
|
ARISTOTLE CAPITAL MANAGEMENT, LLC
(CRD# 109876)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Los Angeles, CA.
The SEC approved the firm to operate as an RIA in
Feb 2001.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$13.5 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
29%
of RAUM.
Non-US investors represent
32%
.
|
|
ARISTOTLE CAPITAL MANAGEMENT, LLC
also reported in
Mar 2019
-
100
employees,
with
20
performing advisory functions.
-
A total of 2 office locations.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
ARISTOTLE CAPITAL MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
ARISTOTLE CAPITAL MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities:
AZ-Feb 2001, CA-Feb 2001, CO-Feb 2003, CT-Feb 2003, DC-Mar 2014
, DE-Mar 2014, FL-Feb 2001, GA-Feb 2003, HI-Jan 2014, IA-Mar 2017
, ID-Mar 2008, IL-Feb 2001, IN-Jun 2007, KS-Mar 2015, LA-Jun 2007
, MA-Feb 2003, MD-Jun 2007, MI-Feb 2003, MN-Feb 2001, MO-Feb 2003
, MT-Mar 2015, NC-Jun 2007, ND-Mar 2019, NE-Jun 2007, NH-Jun 2007
, NJ-Feb 2003, NV-Feb 2001, NY-Feb 2001, OH-Feb 2003, OK-Jun 2007
, OR-Feb 2003, PA-Feb 2003, SC-Mar 2015, SD-Mar 2015, TN-Jun 2007
, TX-Sep 1992, UT-Mar 2015, VA-Jun 2007, WA-Feb 2001, WI-Jun 2007
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
