AVALON ADVISORS LLC
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AVALON ADVISORS LLC
(CRD# 112556)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Houston, TX.
The SEC approved the firm to operate as an RIA in
May 2001.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$7.4 Billion,
with discretion over
85%
of those assets.
Pooled investment vehicles (Private Funds) account for
6%
of RAUM.
Non-US investors represent
0%
.
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AVALON ADVISORS LLC
also reported in
Mar 2019
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63
employees,
with
42
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AVALON ADVISORS LLC has no disclosure events reported to the SEC at this time.
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AVALON ADVISORS LLC has Notice Filings with the following State Securities Authorities:
AK-Feb 2014, AL-Feb 2014, AR-Feb 2014, AZ-May 2012, CA-May 20
, CO-May 2012, CT-May 2012, DC-Oct 2013, DE-Dec 2012, FL-May 2
, GA-May 2012, HI-Feb 2014, IA-Feb 2014, ID-Feb 2014, IL-Oct 2
, IN-Feb 2014, KS-May 2012, KY-Apr 2013, LA-May 2012, MA-May 2
, MD-May 2012, ME-Sep 2017, MI-Feb 2014, MN-Feb 2014, MO-May 2
, MS-Feb 2014, MT-Feb 2014, NC-Dec 2012, ND-Feb 2014, NE-Feb 2
, NH-Dec 2012, NJ-Jun 2012, NM-Feb 2014, NV-May 2012, NY-May 2
, OH-May 2012, OK-May 2012, OR-Feb 2014, PA-Dec 2012, PR-Mar 2
, RI-Feb 2014, SC-Feb 2014, SD-Feb 2014, TN-Sep 2017, TX-May 2
, UT-May 2012, VA-Sep 2017, VT-Feb 2014, WA-Feb 2014, WI-Feb 2
, WV-Feb 2014, WY-Sep 2017
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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