FindingFraud.org


Blog
Contact

AVALON ADVISORS LLC
AVALON ADVISORS LLC (CRD# 112556) is an SEC-Registered Investment Advisor (RIA), headquartered in Houston, TX. The SEC approved the firm to operate as an RIA in May 2001. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $7.4 Billion, with discretion over 85% of those assets.   Pooled investment vehicles (Private Funds) account for 6% of RAUM.   Non-US investors represent 0% .  
 
AVALON ADVISORS LLC also reported in Mar 2019
  • 63 employees, with 42 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AVALON ADVISORS LLC has no disclosure events reported to the SEC at this time.
 

View AVALON ADVISORS LLC's most recent Form ADV filing
 irban42



AVALON ADVISORS LLC has Notice Filings with the following State Securities Authorities: AK-Feb 2014, AL-Feb 2014, AR-Feb 2014, AZ-May 2012, CA-May 20 , CO-May 2012, CT-May 2012, DC-Oct 2013, DE-Dec 2012, FL-May 2 , GA-May 2012, HI-Feb 2014, IA-Feb 2014, ID-Feb 2014, IL-Oct 2 , IN-Feb 2014, KS-May 2012, KY-Apr 2013, LA-May 2012, MA-May 2 , MD-May 2012, ME-Sep 2017, MI-Feb 2014, MN-Feb 2014, MO-May 2 , MS-Feb 2014, MT-Feb 2014, NC-Dec 2012, ND-Feb 2014, NE-Feb 2 , NH-Dec 2012, NJ-Jun 2012, NM-Feb 2014, NV-May 2012, NY-May 2 , OH-May 2012, OK-May 2012, OR-Feb 2014, PA-Dec 2012, PR-Mar 2 , RI-Feb 2014, SC-Feb 2014, SD-Feb 2014, TN-Sep 2017, TX-May 2 , UT-May 2012, VA-Sep 2017, VT-Feb 2014, WA-Feb 2014, WI-Feb 2 , WV-Feb 2014, WY-Sep 2017


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


irban43
g2red1
g2red2 g2red3
g2red4
g2red5 g2red6
g2red7
g2red8 g2red9

irban43


1 2
3
4
5 6
7
8
9 10
11
12