AXA ROSENBERG INVESTMENT MANAGEMENT LLC
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AXA ROSENBERG INVESTMENT MANAGEMENT LLC
(CRD# 109077)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Orinda, CA.
The SEC approved the firm to operate as an RIA in
Dec 1998.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$19.3 Billion,
with discretion over
95%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
94%
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AXA ROSENBERG INVESTMENT MANAGEMENT LLC
also reported in
Mar 2019
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119
employees,
with
56
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AXA ROSENBERG INVESTMENT MANAGEMENT LLC has one or more disclosure events currently on file with the SEC.
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AXA ROSENBERG INVESTMENT MANAGEMENT LLC has Notice Filings with the following State Securities Authorities: CA-Feb 1999
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