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BAKER BROTHERS INVESTMENTS
BAKER BROTHERS INVESTMENTS (CRD# 158149) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Mar 2012. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $17.3 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 100% of RAUM.   Non-US investors represent 0% .  
 
BAKER BROTHERS INVESTMENTS also reported in Mar 2019
  • 40 employees, with 16 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BAKER BROTHERS INVESTMENTS has no disclosure events reported to the SEC at this time.
 

View BAKER BROTHERS INVESTMENTS's most recent Form ADV filing
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BAKER BROTHERS INVESTMENTS has Notice Filings with the following State Securities Authorities: NY-Mar 2012


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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