BALLENTINE PARTNERS
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BALLENTINE PARTNERS
(CRD# 152802)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Waltham, MA.
The SEC approved the firm to operate as an RIA in
Jan 2010.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$6.4 Billion,
with discretion over
66%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
2%
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BALLENTINE PARTNERS
also reported in
Mar 2019
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73
employees,
with
54
performing advisory functions.
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A total of 3 office locations.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BALLENTINE PARTNERS has no disclosure events reported to the SEC at this time.
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BALLENTINE PARTNERS has Notice Filings with the following State Securities Authorities:
AZ-Dec 2018, CA-Feb 2010, CT-Feb 2010, DC-Dec 2018, FL-Jan 20
, LA-Oct 2014, MA-Feb 2010, ME-Feb 2010, NC-Feb 2010, NH-Feb 2
, NJ-Mar 2010, NY-Feb 2010, RI-Apr 2015, TX-Feb 2011
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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