BATTERY MANAGEMENT CORP.
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BATTERY MANAGEMENT CORP.
(CRD# 160921)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Boston, MA.
The SEC approved the firm to operate as an RIA in
Apr 2014.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$6.4 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
100%
of RAUM.
Non-US investors represent
13%
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BATTERY MANAGEMENT CORP.
files an umbrella registration with the SEC. The firm also reported in
Mar 2019
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67
employees,
with
47
performing advisory functions.
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A total of 6 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BATTERY MANAGEMENT CORP. has no disclosure events reported to the SEC at this time.
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BATTERY MANAGEMENT CORP. has Notice Filings with the following State Securities Authorities: <
CA-Apr 2014, MA-Apr 2014, NY-Mar 2018, OR-Mar 2016, TX-Mar 20
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