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BATTERY MANAGEMENT CORP.
BATTERY MANAGEMENT CORP. (CRD# 160921) is an SEC-Registered Investment Advisor (RIA), headquartered in Boston, MA. The SEC approved the firm to operate as an RIA in Apr 2014. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $6.4 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 100% of RAUM.   Non-US investors represent 13% .  
 
BATTERY MANAGEMENT CORP. files an umbrella registration with the SEC. The firm also reported in Mar 2019
  • 67 employees, with 47 performing advisory functions.
  • A total of 6 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BATTERY MANAGEMENT CORP. has no disclosure events reported to the SEC at this time.
 

View BATTERY MANAGEMENT CORP.'s most recent Form ADV filing
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BATTERY MANAGEMENT CORP. has Notice Filings with the following State Securities Authorities: < CA-Apr 2014, MA-Apr 2014, NY-Mar 2018, OR-Mar 2016, TX-Mar 20


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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