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BAY MUTUAL FINANCIAL LLC
BAY MUTUAL FINANCIAL LLC (CRD# 130535) is an SEC-Registered Investment Advisor (RIA), headquartered in Santa Monica, CA. The SEC approved the firm to operate as an RIA in Jan 2011. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $25.4 Billion, with discretion over 0% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BAY MUTUAL FINANCIAL LLC also reported in Mar 2019
  • 2 employees, with 1 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BAY MUTUAL FINANCIAL LLC has no disclosure events reported to the SEC at this time.
 

View BAY MUTUAL FINANCIAL LLC's most recent Form ADV filing
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BAY MUTUAL FINANCIAL LLC has Notice Filings with the following State Securities Authorities: < CA-Feb 2018, CO-Jun 2017, TX-Mar 2019


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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