BB&T SECURITIES, LLC
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BB&T SECURITIES, LLC
(CRD# 142785)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Richmond, VA.
The SEC approved the firm to operate as an RIA in
Sep 2012.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$20.3 Billion,
with discretion over
82%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BB&T SECURITIES, LLC
also reported in
Mar 2019
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1840
employees,
with
587
performing advisory functions.
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A total of 1416 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BB&T SECURITIES, LLC has one or more disclosure events currently on file with the SEC.
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BB&T SECURITIES, LLC has Notice Filings with the following State Securities Authorities:
AK-Sep 2012, AL-Sep 2012, AR-Sep 2012, AZ-Sep 2012, CA-Sep 20
, CO-Sep 2012, CT-Sep 2012, DC-Sep 2012, DE-Sep 2012, FL-Sep 2
, GA-Sep 2012, HI-Sep 2012, IA-Sep 2012, ID-Sep 2012, IL-Sep 2
, IN-Sep 2012, KS-Sep 2012, KY-Sep 2012, LA-Sep 2012, MA-Sep 2
, MD-Sep 2012, ME-Sep 2012, MI-Sep 2012, MN-Sep 2012, MO-Sep 2
, MS-Sep 2012, MT-Sep 2012, NC-Sep 2012, ND-Sep 2012, NE-Sep 2
, NH-Sep 2012, NJ-Sep 2012, NM-Sep 2012, NV-Sep 2012, NY-Sep 2
, OH-Sep 2012, OK-Sep 2012, OR-Sep 2012, PA-Sep 2012, PR-Sep 2
, RI-Sep 2012, SC-Sep 2012, SD-Sep 2012, TN-Sep 2012, TX-Sep 2
, UT-Sep 2012, VA-Sep 2012, VI-Sep 2012, VT-Sep 2012, WA-Sep 2
, WI-Sep 2012, WV-Sep 2012, WY-Aug 2017
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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