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BB&T SECURITIES, LLC
BB&T SECURITIES, LLC (CRD# 142785) is an SEC-Registered Investment Advisor (RIA), headquartered in Richmond, VA. The SEC approved the firm to operate as an RIA in Sep 2012. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $20.3 Billion, with discretion over 82% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BB&T SECURITIES, LLC also reported in Mar 2019
  • 1840 employees, with 587 performing advisory functions.
  • A total of 1416 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BB&T SECURITIES, LLC has one or more disclosure events currently on file with the SEC.
 

View BB&T SECURITIES, LLC's most recent Form ADV filing
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BB&T SECURITIES, LLC has Notice Filings with the following State Securities Authorities: AK-Sep 2012, AL-Sep 2012, AR-Sep 2012, AZ-Sep 2012, CA-Sep 20 , CO-Sep 2012, CT-Sep 2012, DC-Sep 2012, DE-Sep 2012, FL-Sep 2 , GA-Sep 2012, HI-Sep 2012, IA-Sep 2012, ID-Sep 2012, IL-Sep 2 , IN-Sep 2012, KS-Sep 2012, KY-Sep 2012, LA-Sep 2012, MA-Sep 2 , MD-Sep 2012, ME-Sep 2012, MI-Sep 2012, MN-Sep 2012, MO-Sep 2 , MS-Sep 2012, MT-Sep 2012, NC-Sep 2012, ND-Sep 2012, NE-Sep 2 , NH-Sep 2012, NJ-Sep 2012, NM-Sep 2012, NV-Sep 2012, NY-Sep 2 , OH-Sep 2012, OK-Sep 2012, OR-Sep 2012, PA-Sep 2012, PR-Sep 2 , RI-Sep 2012, SC-Sep 2012, SD-Sep 2012, TN-Sep 2012, TX-Sep 2 , UT-Sep 2012, VA-Sep 2012, VI-Sep 2012, VT-Sep 2012, WA-Sep 2 , WI-Sep 2012, WV-Sep 2012, WY-Aug 2017


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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