BEACON POINTE ADVISORS, LLC
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BEACON POINTE ADVISORS, LLC
(CRD# 119290)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Newport Beach, CA.
The SEC approved the firm to operate as an RIA in
Feb 2002.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.5 Billion,
with discretion over
58%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BEACON POINTE ADVISORS, LLC
also reported in
Mar 2019
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96
employees,
with
73
performing advisory functions.
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A total of 19 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BEACON POINTE ADVISORS, LLC has no disclosure events reported to the SEC at this time.
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BEACON POINTE ADVISORS, LLC has Notice Filings with the following State Securities Authorities:
AK-Jun 2010, AL-Mar 2010, AR-Mar 2010, AZ-Apr 2007, CA-Feb 2002
, CO-Aug 2010, CT-Apr 2010, DC-Oct 2018, DE-May 2010, FL-Jun 2009
, GA-Mar 2010, HI-Dec 2010, IA-Jun 2010, ID-Jun 2010, IL-Mar 2010
, IN-Jun 2010, KS-Jun 2010, KY-Mar 2010, LA-Apr 2010, MA-Jan 2010
, MD-May 2010, ME-Apr 2010, MI-Mar 2010, MN-Jun 2010, MO-Jun 2010
, MS-Mar 2010, MT-Sep 2010, NC-Apr 2010, ND-Jun 2010, NE-Jun 2010
, NH-Apr 2010, NJ-May 2010, NM-Aug 2010, NV-Dec 2004, NY-Mar 2010
, OH-Mar 2010, OK-Jun 2010, OR-May 2010, PA-Apr 2010, PR-May 2010
, RI-Oct 2018, SC-Apr 2010, SD-Jun 2010, TN-Mar 2010, TX-Apr 2010
, UT-Mar 2012, VA-Apr 2010, VI-Oct 2011, VT-Apr 2010, WA-Apr 2007
, WI-Mar 2010, WV-May 2010, WY-Oct 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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