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BENJAMIN F. EDWARDS & COMPANY, INCORPORATED
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED (CRD# 146936) is an SEC-Registered Investment Advisor (RIA), headquartered in St. Louis, MO. The SEC approved the firm to operate as an RIA in May 2010. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $6.7 Billion, with discretion over 40% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED also reported in Mar 2019
  • 432 employees, with 351 performing advisory functions.
  • A total of 72 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED has one or more disclosure events currently on file with the SEC.
 

View BENJAMIN F. EDWARDS & COMPANY, INCORPORATED's most recent Form ADV filing
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BENJAMIN F. EDWARDS & COMPANY, INCORPORATED has Notice Filings with the following State Securities Authorities: AK-Mar 2014, AL-Jun 2010, AR-Jun 2010, AZ-May 2010, CA-May 2010 , CO-May 2010, CT-May 2010, DC-Mar 2012, DE-Mar 2014, FL-May 2010 , GA-Jun 2010, HI-Mar 2012, IA-Jun 2010, ID-Jun 2010, IL-May 2010 , IN-May 2010, KS-Nov 2010, KY-Sep 2010, LA-Oct 2010, MA-May 2010 , MD-May 2010, ME-Jun 2010, MI-May 2010, MN-Jun 2010, MO-May 2010 , MS-Mar 2014, MT-Jun 2010, NC-May 2010, ND-Mar 2014, NE-Mar 2014 , NH-May 2010, NJ-May 2010, NM-May 2010, NV-Jun 2010, NY-May 2010 , OH-May 2010, OK-May 2010, OR-Jul 2011, PA-May 2010, PR-Apr 2016 , RI-Mar 2014, SC-May 2010, SD-Mar 2014, TN-Sep 2010, TX-May 2010 , UT-Jan 2011, VA-May 2010, VI-Mar 2014, VT-Jun 2011, WA-May 2010 , WI-May 2010, WV-May 2010, WY-Sep 2017


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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