BENTALL KENNEDY (U.S.) LP
|
|
BENTALL KENNEDY (U.S.) LP
(CRD# 111470)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Seattle, WA.
The SEC approved the firm to operate as an RIA in
Jul 1985.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$14.1 Billion,
with discretion over
10%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
4%
.
|
|
BENTALL KENNEDY (U.S.) LP
also reported in
Mar 2019
-
151
employees,
with
14
performing advisory functions.
-
A total of 5 office locations.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
BENTALL KENNEDY (U.S.) LP has one or more disclosure events currently on file with the SEC.
|
|
|
|
|
|
|
|
|
|
BENTALL KENNEDY (U.S.) LP has Notice Filings with the following State Securities Authorities:
CA-Mar 2017, IL-Mar 2017, MA-Mar 2017, MD-Apr 2012, WA-Sep 20
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
