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BERNARD L. MADOFF INVESTMENT SECURITIES LLC
BERNARD L. MADOFF INVESTMENT SECURITIES LLC (CRD# 2625) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Sep 2006. In Jan 2008, the firm reported total Regulatory Assets Under Management (RAUM) of $17.1 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BERNARD L. MADOFF INVESTMENT SECURITIES LLC also reported in Jan 2008
  • 0 employees, all of whom perform advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BERNARD L. MADOFF INVESTMENT SECURITIES LLC has one or more disclosure events currently on file with the SEC.
 

View BERNARD L. MADOFF INVESTMENT SECURITIES LLC's most recent Form ADV filing
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BERNARD L. MADOFF INVESTMENT SECURITIES LLC has No Notice Filings with State Securities Authorities.


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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