BMO FAMILY OFFICE, LLC
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BMO FAMILY OFFICE, LLC
(CRD# 110264)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Palo Alto, CA.
The SEC approved the firm to operate as an RIA in
Oct 1999.
In
Jan 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$12.8 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
3%
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BMO FAMILY OFFICE, LLC
also reported in
Jan 2019
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120
employees,
with
55
performing advisory functions.
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A total of 9 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BMO FAMILY OFFICE, LLC has one or more disclosure events currently on file with the SEC.
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BMO FAMILY OFFICE, LLC has Notice Filings with the following State Securities Authorities: AZ-Jan 2010, CA-Nov 1999, CT-Jul 2012, GA-May 2014, IL-Aug 20
, MA-Dec 2013, MN-May 2014, NH-Jul 2012, OR-Jul 2012, WA-Dec 2
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
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for errors or omissions. Please note
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