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BMO FAMILY OFFICE, LLC
BMO FAMILY OFFICE, LLC (CRD# 110264) is an SEC-Registered Investment Advisor (RIA), headquartered in Palo Alto, CA. The SEC approved the firm to operate as an RIA in Oct 1999. In Jan 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $12.8 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 3% .  
 
BMO FAMILY OFFICE, LLC also reported in Jan 2019
  • 120 employees, with 55 performing advisory functions.
  • A total of 9 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BMO FAMILY OFFICE, LLC has one or more disclosure events currently on file with the SEC.
 

View BMO FAMILY OFFICE, LLC's most recent Form ADV filing
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BMO FAMILY OFFICE, LLC has Notice Filings with the following State Securities Authorities: AZ-Jan 2010, CA-Nov 1999, CT-Jul 2012, GA-May 2014, IL-Aug 20 , MA-Dec 2013, MN-May 2014, NH-Jul 2012, OR-Jul 2012, WA-Dec 2


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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