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BMO GLOBAL ASSET MANAGEMENT
BMO GLOBAL ASSET MANAGEMENT (CRD# 111598) is an SEC-Registered Investment Advisor (RIA), headquartered in London, United Kingdom. The SEC approved the firm to operate as an RIA in Nov 1993. In Jan 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $33.0 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 42% of RAUM.   Non-US investors represent 100% .  
 
BMO GLOBAL ASSET MANAGEMENT also reported in Jan 2019
  • 777 employees, with 144 performing advisory functions.
  • A total of 4 office locations.
  • Registration with one or more foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BMO GLOBAL ASSET MANAGEMENT has one or more disclosure events currently on file with the SEC.
 

View BMO GLOBAL ASSET MANAGEMENT's most recent Form ADV filing
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BMO GLOBAL ASSET MANAGEMENT has No Notice Filings with State Securities Authorities.


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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