BOYD WATTERSON ASSET MANAGEMENT, LLC
|
|
BOYD WATTERSON ASSET MANAGEMENT, LLC
(CRD# 107808)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Cleveland, OH.
The SEC approved the firm to operate as an RIA in
Apr 2000.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$6.9 Billion,
with discretion over
93%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
1%
.
|
|
BOYD WATTERSON ASSET MANAGEMENT, LLC
also reported in
Mar 2019
-
78
employees,
with
18
performing advisory functions.
-
A total of 4 office locations.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
BOYD WATTERSON ASSET MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
BOYD WATTERSON ASSET MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities:
AK-Dec 2007, AL-Jan 2008, AR-Jan 2008, AZ-Sep 2006, CA-Jul 2002
, CO-Dec 2007, CT-Mar 2006, DC-Jan 2008, DE-Jan 2008, FL-Jul 2000
, GA-Jan 2004, HI-Jan 2008, IA-Jan 2008, ID-Jan 2008, IL-Jan 2004
, IN-Sep 2006, KS-Sep 2006, KY-Aug 2007, LA-Jun 2001, MA-Jan 2008
, MD-May 2003, ME-Dec 2007, MI-Jun 2000, MN-Jan 2008, MO-Dec 2007
, MS-Sep 2006, MT-Jan 2008, NC-Feb 2003, ND-Jan 2008, NE-Jun 2002
, NH-Sep 2006, NJ-Nov 2007, NM-Jan 2008, NV-Jan 2008, NY-Jan 2003
, OH-Jun 2000, OK-Nov 2007, OR-May 2007, PA-Jun 2000, RI-Jan 2008
, SC-Jan 2008, SD-Jan 2008, TN-Aug 2003, TX-Jun 2000, UT-Jan 2008
, VA-Nov 2007, VI-Jan 2008, VT-Jul 2000, WA-May 2004, WI-Nov 2007
, WV-Jan 2008, WY-Mar 2018
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
