BREGAL INVESTMENTS, INC.
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BREGAL INVESTMENTS, INC.
(CRD# 285006)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Dec 2016.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$14.8 Billion,
with discretion over
0%
of those assets.
Pooled investment vehicles (Private Funds) account for
100%
of RAUM.
Non-US investors represent
97%
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BREGAL INVESTMENTS, INC.
files an umbrella registration with the SEC. The firm also reported in
Mar 2019
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65
employees,
with
45
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BREGAL INVESTMENTS, INC. has one or more disclosure events currently on file with the SEC.
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BREGAL INVESTMENTS, INC. has Notice Filings with the following State Securities Authorities: <
NY-Dec 2016
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