BRIGHTON JONES LLC
|
|
BRIGHTON JONES LLC
(CRD# 108601)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Seattle, WA.
The SEC approved the firm to operate as an RIA in
Jan 2000.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.3 Billion,
with discretion over
97%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
|
|
BRIGHTON JONES LLC
also reported in
Mar 2019
-
170
employees,
with
68
performing advisory functions.
-
A total of 6 office locations.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
BRIGHTON JONES LLC has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
BRIGHTON JONES LLC has Notice Filings with the following State Securities Authorities:
AK-Jan 2017, AZ-Nov 2008, CA-Jan 2017, CO-Aug 2014, CT- DC-Jan 2017, FL-Aug 2013, IL-Aug 2014, LA-Apr 2015, MA-<
, MD-Jan 2017, MN-Jan 2017, NC-Jan 2017, NH-Sep 2015, NJ-<
, NM-May 2018, NY-Jan 2017, OR-Jan 2017, PA-Jan 2017, TX-<
, UT-Jun 2015, VA-Jan 2017, WA-Jan 2000, WI-Mar 2018
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
