BRINKER CAPITAL INC
|
|
BRINKER CAPITAL INC
(CRD# 111743)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Berwyn, PA.
The SEC approved the firm to operate as an RIA in
Feb 1988.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$20.8 Billion,
with discretion over
55%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
|
|
BRINKER CAPITAL INC
also reported in
Mar 2019
-
160
employees,
with
15
performing advisory functions.
-
A total of 2 office locations.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
BRINKER CAPITAL INC has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
BRINKER CAPITAL INC has Notice Filings with the following State Securities Authorities:
AK-Jun 1995, AL-May 1993, AR-Oct 1995, AZ-Nov 1996, CA-Oct 19
, CO-Jun 2000, CT-Dec 1997, DC-Dec 1995, DE-Mar 2003, FL-Jul 1
, GA-Sep 1993, HI-May 2000, IA-May 2000, ID-Aug 1994, IL-Aug 1
, IN-Jan 1993, KS-Oct 1995, KY-Mar 1995, LA-Sep 2001, MA-Apr 1
, MD-Jun 1993, ME-Jan 1996, MI-Dec 1998, MN-Aug 1992, MO-Jan 2
, MS-Mar 2001, MT-Jan 1996, NC-Mar 2001, ND-Jun 2000, NE-Sep 2
, NH-Aug 1994, NJ-Jun 1993, NM-Jul 1994, NV-Jan 2000, NY-Nov 2
, OH-Apr 2002, OK-Jan 1998, OR-Jun 1993, PA-Sep 1996, PR-Dec 1
, RI-May 1993, SC-Jan 1995, SD-Jul 1995, TN-Jan 1997, TX-Jul 1
, UT-Mar 1994, VA-Jan 1993, VI-May 2007, VT-Nov 1994, WA-Jan 1
, WI-Oct 2001, WV-May 1993, WY-Feb 2018
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
