BROOKFIELD PUBLIC SECURITIES GROUP LLC
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BROOKFIELD PUBLIC SECURITIES GROUP LLC
(CRD# 110497)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
May 1989.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$13.1 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
10%
of RAUM.
Non-US investors represent
24%
.
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BROOKFIELD PUBLIC SECURITIES GROUP LLC
also reported in
Mar 2019
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139
employees,
with
43
performing advisory functions.
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A total of 7 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BROOKFIELD PUBLIC SECURITIES GROUP LLC has no disclosure events reported to the SEC at this time.
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BROOKFIELD PUBLIC SECURITIES GROUP LLC has Notice Filings with the following State Securities Authorities: AK-Mar 2017, AL-Mar 2019, AR-Mar 2019, AZ-Mar 2019, CA-Mar 2016
, CO-Mar 2019, CT-Mar 2017, DC-Mar 2019, DE-Mar 2012, FL-Mar 2019
, GA-Mar 2019, HI-Mar 2019, IA-Mar 2019, ID-Mar 2019, IL-Aug 2012
, IN-Mar 2019, KS-Mar 2019, KY-Mar 2019, LA-Mar 2019, MA-Mar 2016
, MD-Mar 2012, ME-Mar 2019, MI-Mar 2019, MN-Mar 2019, MO-Mar 2019
, MS-Mar 2019, MT-Mar 2019, NC-Mar 2019, ND-Mar 2019, NE-Mar 2019
, NH-Mar 2019, NJ-Mar 2019, NM-Mar 2019, NV-Mar 2019, NY-Mar 2012
, OH-Mar 2019, OK-Mar 2019, OR-Mar 2019, PA-Mar 2019, PR-Mar 2019
, RI-Mar 2019, SC-Mar 2019, SD-Mar 2019, TN-Mar 2019, TX-Mar 2016
, UT-Mar 2019, VA-Mar 2019, VI-Mar 2019, VT-Mar 2019, WA-Mar 2019
, WI-Mar 2019, WV-Mar 2019
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from the SEC website and is believed to be
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