BUCKINGHAM STRATEGIC WEALTH
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BUCKINGHAM STRATEGIC WEALTH
(CRD# 143323)
is an SEC-Registered Investment Advisor (RIA), headquartered in
St Louis, MO.
The SEC approved the firm to operate as an RIA in
Feb 2007.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$14.9 Billion,
with discretion over
93%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BUCKINGHAM STRATEGIC WEALTH
also reported in
Mar 2019
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448
employees,
with
210
performing advisory functions.
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A total of 32 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BUCKINGHAM STRATEGIC WEALTH has no disclosure events reported to the SEC at this time.
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BUCKINGHAM STRATEGIC WEALTH has Notice Filings with the following State Securities Authorities:
AK-Jun 2011, AL-Nov 2014, AR-Jan 2011, AZ-Feb 2007, CA-Feb 2007
, CO-Feb 2007, CT-Feb 2007, DC-Feb 2007, DE-Nov 2014, FL-Mar 2007
, GA-Feb 2007, HI-Nov 2014, IA-Mar 2007, ID-Jan 2011, IL-Mar 2007
, IN-Feb 2007, KS-Feb 2007, KY-Feb 2007, LA-Feb 2007, MA-Dec 2009
, MD-Feb 2007, ME-Jan 2011, MI-Feb 2007, MN-Feb 2007, MO-Feb 2007
, MS-Nov 2014, MT-Oct 2013, NC-Feb 2007, ND-Nov 2014, NE-Feb 2007
, NH-Mar 2014, NJ-Mar 2007, NM-Apr 2010, NV-Feb 2007, NY-Feb 2007
, OH-Feb 2007, OK-Mar 2012, OR-Feb 2007, PA-Feb 2007, RI-Nov 2014
, SC-Jan 2011, SD-Feb 2009, TN-Mar 2007, TX-Mar 2007, UT-Mar 2012
, VA-Feb 2007, VT-Nov 2014, WA-Feb 2007, WI-Feb 2007, WV-Nov 2014
, WY-Mar 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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