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CALLAN
CALLAN (CRD# 107687) is an SEC-Registered Investment Advisor (RIA), headquartered in San Francisco, CA. The SEC approved the firm to operate as an RIA in Apr 1973. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $19.9 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 43% of RAUM.   Non-US investors represent 0% .  
 
CALLAN also reported in Mar 2019
  • 191 employees, with 164 performing advisory functions.
  • A total of 6 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
CALLAN has no disclosure events reported to the SEC at this time.
 

View CALLAN's most recent Form ADV filing
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CALLAN has Notice Filings with the following State Securities Authorities: AK-Aug 1999, AZ-Mar 2008, CA-Jan 1989, CO-May 1999, CT- FL-Jun 1999, GA-Aug 1991, HI-Oct 1999, ID-Aug 2018, IL-< , IN-Feb 2001, KS-Sep 1999, KY-Aug 2018, LA-Sep 2001, MA-< , MD-Jul 1999, MI-Aug 1999, MN-Aug 1999, MO-Jul 1999, NC-< , NE-Jul 1999, NH-Sep 1999, NJ-Jun 1994, NV-Jul 1999, NY-< , OH-Aug 1999, OR-Aug 2018, PA-Jun 1999, TN-Jul 1999, TX-< , VA-Oct 1995, VT-Sep 1999, WA-May 1999, WI-Aug 1999


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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