CALLAN
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CALLAN
(CRD# 107687)
is an SEC-Registered Investment Advisor (RIA), headquartered in
San Francisco, CA.
The SEC approved the firm to operate as an RIA in
Apr 1973.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$19.9 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
43%
of RAUM.
Non-US investors represent
0%
.
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CALLAN
also reported in
Mar 2019
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191
employees,
with
164
performing advisory functions.
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A total of 6 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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CALLAN has no disclosure events reported to the SEC at this time.
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CALLAN has Notice Filings with the following State Securities Authorities:
AK-Aug 1999, AZ-Mar 2008, CA-Jan 1989, CO-May 1999, CT- FL-Jun 1999, GA-Aug 1991, HI-Oct 1999, ID-Aug 2018, IL-<
, IN-Feb 2001, KS-Sep 1999, KY-Aug 2018, LA-Sep 2001, MA-<
, MD-Jul 1999, MI-Aug 1999, MN-Aug 1999, MO-Jul 1999, NC-<
, NE-Jul 1999, NH-Sep 1999, NJ-Jun 1994, NV-Jul 1999, NY-<
, OH-Aug 1999, OR-Aug 2018, PA-Jun 1999, TN-Jul 1999, TX-<
, VA-Oct 1995, VT-Sep 1999, WA-May 1999, WI-Aug 1999
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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