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CAPITAL ADVISORS GROUP, INC
CAPITAL ADVISORS GROUP, INC (CRD# 112000) is an SEC-Registered Investment Advisor (RIA), headquartered in Newton, MA. The SEC approved the firm to operate as an RIA in May 2001. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $12.2 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 2% .  
 
CAPITAL ADVISORS GROUP, INC also reported in Mar 2019
  • 27 employees, with 23 performing advisory functions.
  • A total of 6 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
CAPITAL ADVISORS GROUP, INC has no disclosure events reported to the SEC at this time.
 

View CAPITAL ADVISORS GROUP, INC's most recent Form ADV filing
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CAPITAL ADVISORS GROUP, INC has Notice Filings with the following State Securities Authorities: CA-May 2001, MA-May 2001, NJ-May 2001, PA-Jan 2002


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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