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CAPITAL INTERNATIONAL, INC.
CAPITAL INTERNATIONAL, INC. (CRD# 110682) is an SEC-Registered Investment Advisor (RIA), headquartered in Los Angeles, CA. The SEC approved the firm to operate as an RIA in May 1988. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $10.3 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 44% of RAUM.   Non-US investors represent 74% .  
 
CAPITAL INTERNATIONAL, INC. also reported in Mar 2019
  • 246 employees, with 99 performing advisory functions.
  • A total of 6 office locations.
  • Registration with one or more foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
CAPITAL INTERNATIONAL, INC. has no disclosure events reported to the SEC at this time.
 

View CAPITAL INTERNATIONAL, INC.'s most recent Form ADV filing
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CAPITAL INTERNATIONAL, INC. has Notice Filings with the following State Securities Authorities: IL-Jan 2019, MA-Sep 2018, NJ-Oct 2018


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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