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CAPITAL RESEARCH AND MANAGEMENT COMPANY
CAPITAL RESEARCH AND MANAGEMENT COMPANY (CRD# 110885) is an SEC-Registered Investment Advisor (RIA), headquartered in Los Angeles, CA. The SEC approved the firm to operate as an RIA in Dec 1971. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $1,944.0 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 1% of RAUM.   Non-US investors represent 1% .  
 
CAPITAL RESEARCH AND MANAGEMENT COMPANY also reported in Mar 2019
  • 1079 employees, with 267 performing advisory functions.
  • A total of 7 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
CAPITAL RESEARCH AND MANAGEMENT COMPANY has no disclosure events reported to the SEC at this time.
 

View CAPITAL RESEARCH AND MANAGEMENT COMPANY's most recent Form ADV filing
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CAPITAL RESEARCH AND MANAGEMENT COMPANY has Notice Filings with the following State Securities Authorities: AK-Dec 2017, AL-Sep 2016, AR-Sep 2016, AZ-Sep 2017, CA-Dec 2017 , CO-Sep 2016, CT-Sep 2016, DC-Dec 2017, DE-Dec 2017, FL-Sep 2016 , GA-Sep 2016, HI-Dec 2017, IA-Dec 2017, ID-Sep 2017, IL-Oct 2016 , IN-Dec 2017, KS-Dec 2017, KY-Sep 2017, LA-Sep 2016, MA-Sep 2016 , MD-Sep 2016, ME-Sep 2017, MI-Sep 2017, MN-Sep 2016, MO-Dec 2017 , MS-Dec 2017, MT-Dec 2017, NC-Dec 2017, ND-Sep 2017, NE-Dec 2017 , NH-Dec 2017, NJ-Jan 2018, NM-Dec 2017, NV-Dec 2017, NY-Sep 2017 , OH-Sep 2016, OK-Dec 2017, OR-Sep 2016, PA-Dec 2017, PR-Dec 2017 , RI-Dec 2017, SC-Dec 2017, SD-Dec 2017, TN-Dec 2017, TX-Sep 2016 , UT-Dec 2017, VA-Sep 2016, VI-Dec 2017, VT-Dec 2017, WA-Sep 2016 , WI-Sep 2016, WV-Dec 2017, WY-Dec 2017


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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