CAPITAL STRATEGIES INVESTMENT GROUP LLC
|
|
CAPITAL STRATEGIES INVESTMENT GROUP LLC
(CRD# 150091)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Oakbrook Terrace, IL.
The SEC approved the firm to operate as an RIA in
May 2009.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$13.8 Billion,
with discretion over
18%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
|
|
CAPITAL STRATEGIES INVESTMENT GROUP LLC
also reported in
Mar 2019
-
20
employees,
with
10
performing advisory functions.
-
A total of 2 office locations.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
CAPITAL STRATEGIES INVESTMENT GROUP LLC has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
CAPITAL STRATEGIES INVESTMENT GROUP LLC has Notice Filings with the following State Securities Authorities: FL-Nov 2017, IL-Jun 2009, IN-Jul 2014, NY-Jul 2014, TX-Aug 2014
, WI-Jul 2018
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
