CARILLON TOWER ADVISERS, INC.
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CARILLON TOWER ADVISERS, INC.
(CRD# 174904)
is an SEC-Registered Investment Advisor (RIA), headquartered in
St Petersburg, FL.
The SEC approved the firm to operate as an RIA in
Jul 2015.
In
Nov 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$17.5 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
1%
of RAUM.
Non-US investors represent
0%
.
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CARILLON TOWER ADVISERS, INC.
also reported in
Nov 2018
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130
employees,
with
1
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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CARILLON TOWER ADVISERS, INC. has one or more disclosure events currently on file with the SEC.
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CARILLON TOWER ADVISERS, INC. has Notice Filings with the following State Securities Authorities:
AK-Nov 2016, AL-Nov 2016, AR-Nov 2016, AZ-Nov 2016, CA-Nov 2016
, CO-Nov 2016, CT-Nov 2016, DC-Nov 2016, DE-Nov 2016, FL-Nov 2016
, GA-Nov 2016, HI-Nov 2016, IA-Nov 2016, ID-Nov 2016, IL-Nov 2016
, IN-Nov 2016, KS-Nov 2016, KY-Nov 2016, LA-Nov 2016, MA-Nov 2016
, MD-Nov 2016, ME-Nov 2016, MI-Nov 2016, MN-Nov 2016, MO-Nov 2016
, MS-Nov 2016, MT-Nov 2016, NC-Nov 2016, ND-Nov 2016, NE-Nov 2016
, NH-Nov 2016, NJ-Dec 2016, NM-Nov 2016, NV-Nov 2016, NY-Nov 2016
, OH-Nov 2016, OK-Nov 2016, OR-Nov 2016, PA-Nov 2016, PR-Nov 2016
, RI-Nov 2016, SC-Nov 2016, SD-Nov 2016, TN-Nov 2016, TX-Nov 2016
, UT-Nov 2016, VA-Nov 2016, VT-Nov 2016, WA-Nov 2016, WI-Nov 2016
, WV-Nov 2016, WY-Nov 2017
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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