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CARLSON CAPITAL, L.P.
CARLSON CAPITAL, L.P. (CRD# 118156) is an SEC-Registered Investment Advisor (RIA), headquartered in Dallas, TX. The SEC approved the firm to operate as an RIA in Dec 2001. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $16.0 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 100% of RAUM.   Non-US investors represent 55% .  
 
CARLSON CAPITAL, L.P. files an umbrella registration with the SEC. The firm also reported in Mar 2019
  • 145 employees, with 68 performing advisory functions.
  • A total of 4 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
CARLSON CAPITAL, L.P. has one or more disclosure events currently on file with the SEC.
 

View CARLSON CAPITAL, L.P.'s most recent Form ADV filing
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CARLSON CAPITAL, L.P. has Notice Filings with the following State Securities Authorities: CT-Oct 2010, NY-Apr 2012, TX-Dec 2001


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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