CARVAL INVESTORS, LLC
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CARVAL INVESTORS, LLC
(CRD# 141819)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Hopkins, MN.
The SEC approved the firm to operate as an RIA in
Oct 2010.
In
Oct 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$16.7 Billion,
with discretion over
96%
of those assets.
Pooled investment vehicles (Private Funds) account for
98%
of RAUM.
Non-US investors represent
23%
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CARVAL INVESTORS, LLC
files an umbrella registration with the SEC. The firm also reported in
Oct 2018
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167
employees,
with
71
performing advisory functions.
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A total of 4 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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CARVAL INVESTORS, LLC has no disclosure events reported to the SEC at this time.
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CARVAL INVESTORS, LLC has Notice Filings with the following State Securities Authorities:
MN-Oct 2010
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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