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CAXTON ASSOCIATES LP
CAXTON ASSOCIATES LP (CRD# 132823) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Jan 2005. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $17.7 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 100% of RAUM.   Non-US investors represent 97% .  
 
CAXTON ASSOCIATES LP also reported in Mar 2019
  • 157 employees, with 76 performing advisory functions.
  • A total of 5 office locations.
  • Registration with one or more foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
CAXTON ASSOCIATES LP has one or more disclosure events currently on file with the SEC.
 

View CAXTON ASSOCIATES LP's most recent Form ADV filing
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CAXTON ASSOCIATES LP has Notice Filings with the following State Securities Authorities: NJ-Apr 2012, NY-Jan 2005


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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