CAXTON ASSOCIATES LP
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CAXTON ASSOCIATES LP
(CRD# 132823)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Jan 2005.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$17.7 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
100%
of RAUM.
Non-US investors represent
97%
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CAXTON ASSOCIATES LP
also reported in
Mar 2019
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157
employees,
with
76
performing advisory functions.
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A total of 5 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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CAXTON ASSOCIATES LP has one or more disclosure events currently on file with the SEC.
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CAXTON ASSOCIATES LP has Notice Filings with the following State Securities Authorities:
NJ-Apr 2012, NY-Jan 2005
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
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for errors or omissions. Please note
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SEC. Feel free to contact
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