CBIZ RETIREMENT PLAN ADVISORY SERVICES
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CBIZ RETIREMENT PLAN ADVISORY SERVICES
(CRD# 16678)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Cleveland, OH.
The SEC approved the firm to operate as an RIA in
Mar 1999.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$17.8 Billion,
with discretion over
9%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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CBIZ RETIREMENT PLAN ADVISORY SERVICES
also reported in
Mar 2019
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61
employees,
with
46
performing advisory functions.
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A total of 13 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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CBIZ RETIREMENT PLAN ADVISORY SERVICES has one or more disclosure events currently on file with the SEC.
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CBIZ RETIREMENT PLAN ADVISORY SERVICES has Notice Filings with the following State Securities Authorities: AR-Mar 2003, AZ-Sep 2004, CA-Sep 1999, CO-May 2002, DC-Mar 2003
, DE-Apr 2008, FL-Jan 2000, GA-Feb 2000, IA-Feb 2013, IL-Oct 2004
, IN-Aug 2001, KS-Jan 2000, MA-Jan 2009, MD-Jan 2000, MI-Jan 2010
, MN-Sep 2004, MO-Nov 1999, NC-Dec 2005, NE-Mar 2004, NH-May 2008
, NJ-Sep 1997, NV-May 2010, NY-Sep 2004, OH-Dec 1999, OK-Mar 2003
, PA-Jan 2000, RI-Jan 2013, SC-Mar 2016, TN-Mar 2001, TX-Mar 2003
, UT-Mar 2005, VA-Mar 2003, VT-Jul 2013, WA-May 2012, WV-Sep 2001
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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