CERITY PARTNERS LLC
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CERITY PARTNERS LLC
(CRD# 151559)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Oct 2009.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$19.7 Billion,
with discretion over
39%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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CERITY PARTNERS LLC
also reported in
Mar 2019
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164
employees,
with
87
performing advisory functions.
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A total of 11 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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CERITY PARTNERS LLC has no disclosure events reported to the SEC at this time.
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CERITY PARTNERS LLC has Notice Filings with the following State Securities Authorities:
AR-Mar 2019, AZ-Apr 2013, CA-Mar 2011, CO-Apr 2017, CT-Apr 20
, DC-Jan 2018, DE-Mar 2019, FL-Jan 2010, GA-Mar 2011, HI-Mar 2
, IL-Jan 2010, IN-Jan 2018, KS-Jan 2018, KY-Jan 2018, LA-Mar 2
, MA-Jan 2018, MI-Jul 2012, MN-Jan 2018, MO-Jan 2018, NC-Jan 2
, NE-Mar 2012, NH-Mar 2011, NJ-Apr 2013, NV-Apr 2013, NY-Jan 2
, OH-Jan 2010, OK-Mar 2019, PA-Jan 2018, TN-Jan 2018, TX-Apr 2
, VA-Jan 2018, WA-Jan 2018, WI-Mar 2011, WY-Jan 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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