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CERITY PARTNERS LLC
CERITY PARTNERS LLC (CRD# 151559) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Oct 2009. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $19.7 Billion, with discretion over 39% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
CERITY PARTNERS LLC also reported in Mar 2019
  • 164 employees, with 87 performing advisory functions.
  • A total of 11 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
CERITY PARTNERS LLC has no disclosure events reported to the SEC at this time.
 

View CERITY PARTNERS LLC's most recent Form ADV filing
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CERITY PARTNERS LLC has Notice Filings with the following State Securities Authorities: AR-Mar 2019, AZ-Apr 2013, CA-Mar 2011, CO-Apr 2017, CT-Apr 20 , DC-Jan 2018, DE-Mar 2019, FL-Jan 2010, GA-Mar 2011, HI-Mar 2 , IL-Jan 2010, IN-Jan 2018, KS-Jan 2018, KY-Jan 2018, LA-Mar 2 , MA-Jan 2018, MI-Jul 2012, MN-Jan 2018, MO-Jan 2018, NC-Jan 2 , NE-Mar 2012, NH-Mar 2011, NJ-Apr 2013, NV-Apr 2013, NY-Jan 2 , OH-Jan 2010, OK-Mar 2019, PA-Jan 2018, TN-Jan 2018, TX-Apr 2 , VA-Jan 2018, WA-Jan 2018, WI-Mar 2011, WY-Jan 2018


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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