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CERITY PARTNERS RETIREMENT PLAN ADVISORS
CERITY PARTNERS RETIREMENT PLAN ADVISORS (CRD# 164198) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in May 2012. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $11.4 Billion, with discretion over 8% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
CERITY PARTNERS RETIREMENT PLAN ADVISORS also reported in Mar 2019
  • 22 employees, with 15 performing advisory functions.
  • A total of 7 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
CERITY PARTNERS RETIREMENT PLAN ADVISORS has no disclosure events reported to the SEC at this time.
 

View CERITY PARTNERS RETIREMENT PLAN ADVISORS's most recent Form ADV filing
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CERITY PARTNERS RETIREMENT PLAN ADVISORS has Notice Filings with the following State Securities Authorities: < CA-May 2012, IL-Jun 2012, IN-Mar 2019, NY-May 2012, OH-May 2012 , TX-Mar 2019


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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