CERITY PARTNERS RETIREMENT PLAN ADVISORS
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CERITY PARTNERS RETIREMENT PLAN ADVISORS
(CRD# 164198)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
May 2012.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$11.4 Billion,
with discretion over
8%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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CERITY PARTNERS RETIREMENT PLAN ADVISORS
also reported in
Mar 2019
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22
employees,
with
15
performing advisory functions.
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A total of 7 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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CERITY PARTNERS RETIREMENT PLAN ADVISORS has no disclosure events reported to the SEC at this time.
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CERITY PARTNERS RETIREMENT PLAN ADVISORS has Notice Filings with the following State Securities Authorities: <
CA-May 2012, IL-Jun 2012, IN-Mar 2019, NY-May 2012, OH-May 2012
, TX-Mar 2019
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from the SEC website and is believed to be
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