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CITY OF LONDON INVESTMENT MANAGEMENT COMPANY LIMITED
CITY OF LONDON INVESTMENT MANAGEMENT COMPANY LIMITED (CRD# 110986) is an SEC-Registered Investment Advisor (RIA), headquartered in London, United Kingdom. The SEC approved the firm to operate as an RIA in Apr 1994. In Sep 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $5.2 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 59% of RAUM.   Non-US investors represent 7% .  
 
CITY OF LONDON INVESTMENT MANAGEMENT COMPANY LIMITED also reported in Sep 2018
  • 76 employees, with 27 performing advisory functions.
  • A total of 5 office locations.
  • Registration with one or more foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
CITY OF LONDON INVESTMENT MANAGEMENT COMPANY LIMITED has no disclosure events reported to the SEC at this time.
 

View CITY OF LONDON INVESTMENT MANAGEMENT COMPANY LIMITED's most recent Form ADV filing
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CITY OF LONDON INVESTMENT MANAGEMENT COMPANY LIMITED has No Notice Filings with State Securities Authorities.


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The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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